UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

FORM SD


Specialized disclosure report


FREQUENCY ELECTRONICS, INC.
(Exact name of Registrant as specified in its charter)
 
Delaware
1-8061
11-1986657
(State or other jurisdiction of
incorporation or organization)
Commission File No.
(I.R.S. Employer Identification No.)
 
 
 
55 CHARLES LINDBERGH BLVD., MITCHEL FIELD, N.Y.
 
11553
(Address of principal executive offices)
 
(Zip Code)

Steven Bernstein
516-794-4500
(Name and telephone number, including area code, of the person to contact in connection with this report)
 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

ý  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.



Section 1.   Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

(c) Conflict Minerals Report

Frequency Electronics, Inc. (the “Company”) evaluated its current product lines and determined that certain products we manufacture contain tin, tungsten, tantalum and/or gold (3TG) necessary to the production or functionality of the product.
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, the instructions to Form SD, and the Public Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule issued by the Director of the Division of Corporation Finance of the Securities and Exchange Commission on April 29, 2014, the Company is filing herewith a Conflict Minerals Report, which is attached as Exhibit 1.01 and incorporated herein by reference.
The Company’s Conflict Minerals Policy and this Form SD, including the Company’s Conflict Minerals Report provided as Exhibit 1.01 hereto, is publicly available at the Company’s website: www.freqelec.com under Investor Relations/Financial/SEC Filings.  The content of our website as referred to in this Form SD is included for general information only and is not incorporated by reference into this Form SD.

Item 1.02 Exhibits

Exhibit 1.01 Conflict Minerals Report

Section 2. Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD.

Appendix A – List of Countries in which smelters and refineries are located.
 
Appendix B –  List of Smelters and refineries Country and Smelter ID#
 


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
FREQUENCY ELECTRONICS, INC.
(Registrant)
 
       
Date: May 27, 2016
By:
/s/ Steven Bernstein  
    Steven Bernstein  
   
Chief Financial Officer
Signing on behalf of the registrant and as principal financial officer
 
       
 
 
Exhibit 1.01
Frequency Electronics, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2015


This Conflict Minerals Report for the year ended December 31, 2015 has been prepared by Frequency Electronics, Inc. (“Frequency” or the “Company,” “we,” “us,” or “our”) and is filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), on a consolidated basis, in accordance with the instructions to Form SD, as modified by the Public Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule issued by the Director of the Division of Corporation Finance of the SEC on April 29, 2014 (the “SEC Statement”).

The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act).  The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products.  Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (3TGs) for the purposes of this assessment.  These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict in the Democratic Republic of Congo or an adjoining country (collectively, the “Covered Countries”).

In accordance with the instructions to Form SD, as modified by the SEC Statement, this Report outlines the diligence measures undertaken by the Company to assess the source and chain of custody of necessary Conflict Minerals in its supply chain.  This Report is not subject to an independent private sector audit in accordance with the instructions to Form SD and the guidance set forth in the SEC Statement.

1. Company Overview

Frequency designs, develops and manufactures high precision timing, frequency control and synchronization products for space and terrestrial applications.  Frequency’s products are used in satellite payloads and in other commercial, government and military systems including C4ISR markets, missiles, UAVs, aircraft, GPS, secure radios, energy exploration and wireline and wireless communication networks.  Frequency has received over 100 awards of excellence for achievements in providing high performance electronic assemblies for over 150 space and DOD programs.  The Company invests significant resources in research and development and strategic acquisitions world-wide to expand its capabilities and markets.

2. Products Overview

The Company’s dominant business area is satellite payloads.  We have a unique legacy of providing master timing systems, power converters, and frequency generation, synthesis and distribution systems.  We are currently addressing new opportunities in frequency converters, transmitters and receivers, representing a significant increase in the potential revenue for Frequency’s products on any one satellite.  These products support primary and hosted payloads for both commercial and U.S. government end-use.  Currently, approximately one thousand satellites with varying remaining years of useful life are operating in High/Geostationary, Medium and Low Earth Orbits.  This number of operational satellites is expected to continue to grow over the next ten years as many new satellites are added and older ones are replaced.  Frequency’s products support multiple C4ISR (“Command, Control, Communication, Computer, Intelligence, Security and Reconnaissance”), counter measures and additional defense electronic applications for the U.S. government on land, sea and air-borne platforms.

Commercial markets include network infrastructure and other industrial uses.  The Company’s products support precise signal synchronization in mobile communication networks to maintain quality of service.  Our products support expanded bandwidth and security in public and enterprise networks.  The vast world-wide wireline network infrastructure incorporates thousands of central offices which provide network integrity and interconnectivity.  Frequency provides remote terminal units (“RTU”) for management of networks such as power grids and gas lines as well as specialized timing technology for oil and gas exploration.
Based upon Frequency’s internal assessment, most of the electronic system and subsystem products that we manufacture contain one or more of the 3TGs that are necessary to their functionality or production.

3. Supply Chain Overview and Survey

In order to manage the scope of the required diligence and information gathering, Frequency has relied upon our suppliers to provide information on the origin of the 3TGs contained in components and materials supplied to us, including sources of 3TGs that are supplied to them from sub-tier suppliers.  We integrated a responsible sourcing of minerals requirement through the adoption of our Conflict Minerals Policy and all purchase orders contain a notice that we will not accept parts that are known to contain 3TGs from the Covered Countries.  Our suppliers are expected to provide the 3TG-sourcing information to us in accordance with our Policy and to work with their suppliers to trace the source of the raw materials.  We have also created follow-up processes (including e-mail communication) to identify and escalate any identified issues associated with non-responsive or problematic responses to our supplier survey and chain of custody diligence.  The Policy is posted on our website at: www.freqelec.com under the Vendors & Suppliers link.  The content of our website as referred to in this Report is included for general information only and is not incorporated by reference into this Report.

Frequency has performed a comprehensive analysis of our product components, and the role that suppliers play throughout our manufacturing and product delivery processes.  We defined the scope of our 3TG due diligence by identifying and reaching out to our current suppliers that provide components or engage in manufacturing activities that are likely to contain 3TGs.  We utilized the standard tools provided by the Electronic Industry Citizenship Coalition (EICC) and the Global e-Sustainability Initiative (GeSI), including the template developed jointly by EICC-GeSI, known as the Conflict Minerals Reporting Template (the "CMRT").  The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain.  It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use.  In addition, the CMRT contains questions about the origin of conflict minerals included in the products, as well as supplier due diligence.  Written instructions and recorded training illustrating the use of the tool is available on Conflict Free Sourcing Initiative’s, or CFSI’s, website.  The CMRT has been widely adopted by many companies in their due diligence processes related to 3TGs.

We launched our initial due diligence communication survey in 2013 by sending the CMRT to each of our suppliers.  For the reporting period ended December 31, 2015, we again sent the CMRT to each of our suppliers for update or revision.  Our position in the supply chain is remote; we do not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide our supply chain with the 3TG.  However, we do rely upon industry (for example, EICC and the CFSI) efforts to influence smelters and refiners to be audited and certified through CFSI’s Conflict Free Smelter (CFS) program.

Due to the size, breadth and complexity of our products, and the constant evolution of our supply chain, it is difficult to identify all of the actors upstream from our direct suppliers.  We have identified 375 direct suppliers for our instruments, systems and subsystems that are within the scope of our conflict minerals supply chain.  Of these 375 suppliers, we received 316 responses to our request for information.  We have relied on the responses from these suppliers to provide us with information about the source of 3TGs contained in the components supplied to us.  Our direct suppliers are similarly reliant upon information provided by their suppliers.


We continued to receive supply chain responses to the CMRT through April 30, 2016.  Despite having conducted a good faith diligence inquiry, we have been unable to determine the origin of all of the 3TGs used in our instruments, systems and subsystems.

We have learned through this engagement with our suppliers that the breadth and complexity of Frequency’s products and supply chain have made it complicated to obtain the necessary verifications from many of our suppliers on the origin of all of the minerals.  By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the industry standard CFSI/CFS program, and continuing our outreach efforts, we hope to develop further transparency into our supply chain as our diligence efforts continue in the future.

4.  Design of Our Due Diligence and Description of the Due Diligence Process

As noted above, our due diligence processes and efforts have been developed by utilizing the standard tools provided by the Electronic Industry Citizenship Coalition (EICC) and the Global e-Sustainability Initiative (GeSI), including CMRT.  We designed our due diligence process, management systems and measures to conform in all material respects with the 5-step framework set forth in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals for Conflict-Affected and High-Risk Areas, including Supplements on Tin, Tantalum and Tungsten, and the Gold Supplement (Second Edition 2013) (the “Guidance”), together with additional guidance and information from EICC.

Our conflict minerals due diligence process includes: the development of a Conflict Minerals Policy, establishment of governance structures with cross-functional team members and senior executives, communication and engagement with suppliers, due diligence compliance process and measurement, recordkeeping, and escalation procedures.  As part of our diligence process, we have set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a structured electronic database
 
In 2013, we established a management protocol for complying with Rule 13p-1, which included the development of a Conflict Minerals Task Force led by our Executive Vice President, Chief Financial Officer, Director of Purchasing, and a team of leaders from relevant functions such as, purchasing, quality assurance, manufacturing and marketing.  The Task Force, under the leadership of the Director of Purchasing, is responsible for implementing our conflict minerals compliance strategy. Senior management is briefed about the results of our due diligence efforts on a regular basis, including periodic reports to the Audit Committee of the Board of Directors on our due diligence process and compliance obligations.

As we move forward with the continued implementation of our due diligence program, we intend to take the following steps to mitigate any possible risk that the necessary 3TGs in our products could benefit armed groups in the DRC or adjoining countries:

• Enhance supplier communication, training and escalation process to improve due diligence data accuracy and completion.

• Continue to influence additional smelters to obtain CFS status through our supply chain, where possible.

Frequency will work with suppliers who are verified as sourcing from non-conflict-free smelters to move towards using conflict-free smelters within a reasonable time frame.  The time frame will be dependent on the criticality of the specific part and the availability of alternative suppliers.


Due Diligence Process

At the outset of our 2015 diligence process, we elected to survey our entire known component and outsourced manufacturing (OEM, ODM, CM) supply chain, which consisted of 375 suppliers who were within the scope of our 3TG supply chain.  Our foreign subsidiaries, Gillam-FEI (Belgium) and FEI-Asia (China) did not participate in the process during 2014 and 2015, but will participate in the process during 2016.  We have not received sufficient information at this time from our suppliers to confirm with certainty the country of origin or source smelters for the 3TGs in our products.

(a) Efforts to determine country of origin of mine or 3TG

Tracing materials back to their mine of origin is a complex aspect of responsible sourcing in our supply chain.  By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with the standards set forth in the OECD Guidance and report to us using the CMRT, we are continuing our efforts to determine the smelters and refiners used by our supply chain and verify the most reasonable known mine of origin information available.  Through this industry joint effort, we have made a reasonable determination of certain of the mines or locations of origin of the 3TG in our supply chain.  We have also requested that all of our suppliers support this initiative by adopting policies and procedures consistent with the industry-wide sourcing initiative and working to align their sources with the “Known” and “Conflict Free” lists of sourced minerals.

(b) Smelters or Refiners Identified

In adopting the CFSI’s industry approach to chain of custody, we have attempted to trace back the origin of 3TGs by identifying smelters, refiners or recyclers and scrap supplier sources.  Using the CMRT and the CFS program, Frequency sought to trace the mine of origin of the 3TG to its ore level.  The CFS program audits smelters and refiners to ensure that all certified smelters and refiners only use the ores that are conflict-free from the DRC and covered countries.  Our vendors have identified the names of over 330 smelters and refiners which provide 3TGs for the parts manufactured by these vendors.  A list of the 43 countries in which these smelters and refiners are located is attached as Appendix A to this Report.  Not all of our vendors have fully responded to our due diligence survey and we will continue to compile the names of additional smelters and refiners identified by those vendors who did respond and are working to verify the information provided.  Certain of our vendors indicated that not all of their smelters and refiners have been certified as conflict-free and we are continuing our diligence to verify this information.

We have identified various smelters, in the DRC and surrounding areas.  We understand that these smelters have been audited and certified as DRC Conflict Free by CSFI and are listed on the CSFI Conflict-Free Smelter List.

As Frequency continues its due diligence efforts in 2016, we will continue to identify the smelters and refiners used by our vendors and compile a comprehensive list of those which are identified and verified with a source of origin in the Covered Countries.


Conclusion

Due to the size, breadth and complexity of our products, and the constant evolution of our supply chain, the process of successfully tracing all of the conflict minerals used in our products back to their country of origin will require additional time and resources.  Our due diligence efforts are continuing and our subsidiaries in Belgium and China are engaging in the process for the next reporting period ending December 31, 2016.  We are committed to implementing processes to improve the quantity and quality of responses from our supply chain and to verify the accuracy and completeness of the information we receive directly from suppliers or which is otherwise available to us through industry and other initiatives. 

Our ability to make determinations about the presence and source of origin of 3TGs in our products depends upon a number of factors including, but not limited to, (i) the respective due diligence efforts of our tier one suppliers and their supply chain, as well as their willingness to disclose such information to us, and (ii) the ability and willingness of our supply chain to adopt the OECD Guidance and other initiatives or guidance that may develop over time with respect to responsible sourcing.  The failure to obtain reliable information from any level of Frequency’s supply chain could have a material impact on our ability to provide meaningful information on the presence and origin of 3TGs in our products’ supply chain with any reasonable degree of certainty.  There can be no assurance that our suppliers will continue to cooperate with our diligence inquiries and our requests for certifications or to provide us with the documentation or other evidence that we consider reliable or in a time frame sufficient to allow us to make a reasonable and reliable assessment following appropriate further diligence measures, as may be required.


Appendix A
Frequency Electronics, Inc.
List of Countries in which smelters and refineries are located
For the Year Ended December 31, 2015

Our 375 vendors identified an aggregate of over 369 smelters and refiners which provide 3TG material to them for the manufacture of their products.  These smelters and refineries are located in 43 countries:

Australia
Austria
Belgium
Bolivia
Brazil
Canada
China
Estonia
Germany
India
Indonesia
Italy
Japan
Kazakhstan
Kyrgyzstan
Malaysia
Mexico
Netherlands
New Zealand
Peru
Philippines
Poland
Republic of Korea
Russian Federation
Rwanda
Saudi Arabia
Singapore
South Africa
Spain
Sweden
Switzerland
Taiwan
Thailand
Turkey
United Arab Emirates
United States
Uzbekistan
Vietnam
Zimbabwe


 
Appendix B
Frequency Electronics, Inc.
List of Smelters and refineries Country and Smelter ID#
For the Year Ended December 31, 2015

The below list reflects information from our suppliers that include smelters from their entire product lines.  Which may or may not be included in our products.

Metal
Facility Name
Facility Country
Smelter Identification #
Gold
Advanced Chemical Company
UNITED STATES
CID000015
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
CID000019
Gold
Aktyubinsk Copper Company TOO
KAZAKHSTAN
CID000028
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
CID000041
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
CID000058
Gold
Argor-Heraeus SA
SWITZERLAND
CID000077
Gold
Asahi Pretec Corporation
JAPAN
CID000082
Gold
Asaka Riken Co., Ltd.
JAPAN
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
CID000103
Gold
Aurubis AG
GERMANY
CID000113
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
CID000128
Gold
Bauer Walser AG
GERMANY
CID000141
Gold
Boliden AB
SWEDEN
CID000157
Gold
C. Hafner GmbH + Co. KG
GERMANY
CID000176
Gold
Caridad
MEXICO
CID000180
Gold
CCR Refinery – Glencore Canada Corporation
CANADA
CID000185
Gold
Cendres + Métaux SA
SWITZERLAND
CID000189
Gold
Yunnan Copper Industry Co Ltd
CHINA
CID000197
Gold
Chimet S.p.A.
ITALY
CID000233
Gold
China National Gold Group Corporation
CHINA
CID000242
Gold
Chugai Mining
JAPAN
CID000264
Gold
Colt Refining
UNITED STATES
CID000288
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
CID000328
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
CID000343
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
CID000359
Gold
Doduco GmbH
GERMANY
CID000362
Gold
Dowa
JAPAN
CID000401
Gold
Eco-System Recycling Co., Ltd.
JAPAN
CID000425
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
CID000493
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
CID000522
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
CID000651
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
CID000671
Gold
Heimerle + Meule GmbH
GERMANY
CID000694
Gold
Heraeus Ltd. Hong Kong
CHINA
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
CID000711
Gold
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
CID000767
Gold
Hwasung CJ Co., Ltd.
KOREA, REPUBLIC OF
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
CID000801
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
CID000807
Gold
Istanbul Gold Refinery
TURKEY
CID000814
Gold
Japan Mint
JAPAN
CID000823
Gold
Jiangxi Copper Company Limited
CHINA
CID000855
Gold
Asahi Refining USA Inc.
UNITED STATES
CID000920
Gold
Asahi Refining Canada Limited
CANADA
CID000924
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
 


Metal
Facility Name
Facility Country
Smelter Identification #
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
CID000937
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
CID000956
Gold
Kazzinc
KAZAKHSTAN
CID000957
Gold
Kennecott Utah Copper LLC
UNITED STATES
CID000969
Gold
Kojima Chemicals Co., Ltd.
JAPAN
CID000981
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
CID000988
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
CID001029
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
CID001032
Gold
Lingbao Gold Company Limited
CHINA
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
CID001058
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
CID001078
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
CID001093
Gold
Materion
UNITED STATES
CID001113
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
CID001119
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
CID001147
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
CID001149
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
CID001152
Gold
Metalor Technologies SA
SWITZERLAND
CID001153
Gold
Metalor USA Refining Corporation
UNITED STATES
CID001157
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
MEXICO
CID001161
Gold
Mitsubishi Materials Corporation
JAPAN
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001193
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
TURKEY
CID001220
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
CID001236
Gold
Nihon Material Co., Ltd.
JAPAN
CID001259
Gold
Ohio Precious Metals, LLC
UNITED STATES
CID001322
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
CID001325
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant”
(OJSC Krastvetmet)
RUSSIAN FEDERATION
CID001326
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
CID001328
Gold
PAMP SA
SWITZERLAND
CID001352
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
CID001362
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
CID001386
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
CID001397
Gold
PX Précinox SA
SWITZERLAND
CID001498
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
CID001512
Gold
Royal Canadian Mint
CANADA
CID001534
Gold
Royal Canadian Mint
CANADA
CID001534
Gold
Sabin Metal Corp.
UNITED STATES
CID001546
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
CID001555
Gold
SAMWON Metals Corp.
KOREA, REPUBLIC OF
CID001562
Gold
Schone Edelmetaal B.V.
NETHERLANDS
CID001573
Gold
SEMPSA Joyería Platería SA
SPAIN
CID001585
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
CID001612
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
CID001619
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
CID001736
Gold
So Accurate Group, Inc.
UNITED STATES
CID001754
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
CID001756
Gold
Solar Applied Materials Technology Corp.
TAIWAN
CID001761
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
CID001798
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
CID001875
 


Metal
Facility Name
Facility Country
Smelter Identification #
Gold
The Great Wall Gold and Silver Refinery of China
CHINA
CID001909
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
CID001916
Gold
Tokuriki Honten Co., Ltd.
JAPAN
CID001938
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
CID001947
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
CID001947
Gold
Torecom
KOREA, REPUBLIC OF
CID001955
Gold
Umicore Brasil Ltda.
BRAZIL
CID001977
Gold
Umicore SA Business Unit Precious Metals Refining
BELGIUM
CID001980
Gold
United Precious Metal Refining, Inc.
UNITED STATES
CID001993
Gold
Valcambi SA
SWITZERLAND
CID002003
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
CID002030
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
CID002100
Gold
Yokohama Metal Co., Ltd.
JAPAN
CID002129
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
CID002224
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
CID002243
Gold
Morris and Watson
NEW ZEALAND
CID002282
Gold
Guangdong Jinding Gold Limited
CHINA
CID002312
Gold
Umicore Precious Metals Thailand
THAILAND
CID002314
Gold
Faggi Enrico S.p.A.
ITALY
CID002355
Gold
Geib Refining Corporation
UNITED STATES
CID002459
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
CID002509
Gold
Republic Metals Corporation
UNITED STATES
CID002510
Gold
KGHM Polska Mied? Spу?ka Akcyjna
POLAND
CID002511
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
CID002515
Gold
Singway Technology Co., Ltd.
TAIWAN
CID002516
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
CID002560
Gold
T.C.A S.p.A
ITALY
CID002580
Gold
Remondis Argentia
NETHERLANDS
CID002582
Gold
Korea Zinc Co. Ltd.
KOREA, REPUBLIC OF
CID002605
Gold
SAXONIA Edelmetalle GmbH
GERMANY
CID002777
Gold
WIELAND Edelmetalle GmbH
GERMANY
CID002778
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
CID002779
Gold
Metahub Industries Sdn. Bhd.
MALAYSIA
CID002821
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
CID000211
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
CID000291
Tantalum
Duoluoshan
CHINA
CID000410
Tantalum
Exotech Inc.
UNITED STATES
CID000456
Tantalum
F&X Electro-Materials Ltd.
CHINA
CID000460
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
CID000616
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
CID000731
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
CID000917
Tantalum
King-Tan Tantalum Industry Ltd
CHINA
CID000973
Tantalum
LSM Brasil S.A.
BRAZIL
CID001076
Tantalum
Metallurgical Products India (Pvt.) Ltd.
INDIA
CID001163
Tantalum
Mineraзгo Taboca S.A.
BRAZIL
CID001175
Tantalum
Mitsui Mining & Smelting
JAPAN
CID001192
Tantalum
Molycorp Silmet A.S.
ESTONIA
CID001200
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
CID001277
Tantalum
QuantumClean
UNITED STATES
CID001508
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
CID001522
Tantalum
Shanghai Jiangxi Metals Co. Ltd
CHINA
CID001634
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
CID001769
Tantalum
Taki Chemicals
JAPAN
CID001869
 

 
Metal
Facility Name
Facility Country
Smelter Identification #
Tantalum
Tantalite Resources
SOUTH AFRICA
CID001879
Tantalum
Telex Metals
UNITED STATES
CID001891
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
CID001969
Tantalum
Zhuzhou Cemented Carbide
CHINA
CID002232
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
CID002307
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
CID002492
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CHINA
CID002501
Tantalum
D Block Metals, LLC
UNITED STATES
CID002504
Tantalum
FIR Metals & Resource Ltd.
CHINA
CID002505
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
CID002506
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
CID002508
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
CID002512
Tantalum
KEMET Blue Metals
MEXICO
CID002539
Tantalum
Plansee SE Liezen
AUSTRIA
CID002540
Tantalum
H.C. Starck Co., Ltd. (TH)
THAILAND
CID002544
Tantalum
H.C. Starck GmbH Goslar
GERMANY
CID002545
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
CID002546
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
CID002547
Tantalum
H.C. Starck Inc. (US)
UNITED STATES
CID002548
Tantalum
H.C. Starck Ltd. (JP)
JAPAN
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002550
Tantalum
Plansee SE Reutte
AUSTRIA
CID002556
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
CID002557
Tantalum
Global Advanced Metals Aizu
JAPAN
CID002558
Tantalum
KEMET Blue Powder
UNITED STATES
CID002568
Tantalum
Tranzact, Inc.
UNITED STATES
CID002571
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
CID002707
Tin
Chenzhou Yunxiang Mining and Metallurgy Company Limited
CHINA
CID000228
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
CID000244
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
CID000278
Tin
Alpha
UNITED STATES
CID000292
Tin
Cooperativa Metalurgica de Rondфnia Ltda.
BRAZIL
CID000295
Tin
CV Gita Pesona
INDONESIA
CID000306
Tin
PT Justindo
INDONESIA
CID000307
Tin
CV Makmur Jaya
INDONESIA
CID000308
Tin
PT Aries Kencana Sejahtera
INDONESIA
CID000309
Tin
CV Serumpun Sebalai
INDONESIA
CID000313
Tin
CV United Smelting
INDONESIA
CID000315
Tin
Dowa
JAPAN
CID000402
Tin
EM Vinto
BOLIVIA
CID000438
Tin
Estanho de Rondônia S.A.
BRAZIL
CID000448
Tin
Feinhьtte Halsbrьcke GmbH
GERMANY
CID000466
Tin
Fenix Metals
POLAND
CID000468
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
CID000538
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
CID000553
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
CID000555
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
CID000760
Tin
Jiangxi Nanshan
CHINA
CID000864
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
CID000942
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
CID001063
Tin
China Tin Group Co., Ltd.
CHINA
CID001070
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
CID001105
Tin
Metahub Industries Sdn. Bhd.
MALAYSIA
CID001136
Tin
Metallic Resources, Inc.
UNITED STATES
CID001142
 

 
Metal
Facility Name
Facility Country
Smelter Identification #
Tin
Metallo Chimique
BELGIUM
CID001143
Tin
Mineração Taboca S.A.
BRAZIL
CID001173
Tin
China Min Metals
CHINA
CID001179
Tin
Minsur
PERU
CID001182
Tin
Minsur
PERU
CID001182
Tin
Mitsubishi Materials Corporation
JAPAN
CID001191
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
CID001231
Tin
Novosibirsk Integrated Tin Works
RUSSIAN FEDERATION
CID001305
Tin
Novosibirsk Processing Plant Ltd.
RUSSIAN FEDERATION
CID001305
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
CID001314
Tin
OMSA
BOLIVIA
CID001337
Tin
PT Alam Lestari Kencana
INDONESIA
CID001393
Tin
PT Artha Cipta Langgeng
INDONESIA
CID001399
Tin
PT Babel Inti Perkasa
INDONESIA
CID001402
Tin
PT Babel Surya Alam Lestari
INDONESIA
CID001406
Tin
PT Bangka Kudai Tin
INDONESIA
CID001409
Tin
PT Bangka Putra Karya
INDONESIA
CID001412
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
CID001416
Tin
PT Bangka Tin Industry
INDONESIA
CID001419
Tin
PT Belitung Industri Sejahtera
INDONESIA
CID001421
Tin
PT BilliTin Makmur Lestari
INDONESIA
CID001424
Tin
PT Bukit Timah
INDONESIA
CID001428
Tin
PT DS Jaya Abadi
INDONESIA
CID001434
Tin
PT Eunindo Usaha Mandiri
INDONESIA
CID001438
Tin
PT Fang Di MulTindo
INDONESIA
CID001442
Tin
PT HP Metals Indonesia
INDONESIA
CID001445
Tin
PT Karimun Mining
INDONESIA
CID001448
Tin
PT Koba Tin
INDONESIA
CID001449
Tin
PT Mitra Stania Prima
INDONESIA
CID001453
Tin
PT Panca Mega Persada
INDONESIA
CID001457
Tin
PT Prima Timah Utama
INDONESIA
CID001458
Tin
PT Refined Bangka Tin
INDONESIA
CID001460
Tin
PT Sariwiguna Binasentosa
INDONESIA
CID001463
Tin
PT Seirama Tin investment
INDONESIA
CID001466
Tin
PT Stanindo Inti Perkasa
INDONESIA
CID001468
Tin
PT Sumber Jaya Indah
INDONESIA
CID001471
Tin
PT Supra Sukses Trinusa
INDONESIA
CID001476
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
CID001477
Tin
PT Timah (Persero), Tbk
INDONESIA
CID001482
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
CID001486
Tin
PT Tinindo Inter Nusa
INDONESIA
CID001490
Tin
PT Tommy Utama
INDONESIA
CID001493
Tin
PT Yinchendo Mining Industry
INDONESIA
CID001494
Tin
Rui Da Hung
TAIWAN
CID001539
Tin
Soft Metais Ltda.
BRAZIL
CID001758
Tin
Thaisarco
THAILAND
CID001898
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
CID001908
Tin
VQB Mineral and Trading Group JSC
VIET NAM
CID002015
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
CID002158
Tin
Yunnan Tin Company, Ltd.
CHINA
CID002180
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
CID002190
Tin
PT HANJAYA PERKASA METALS
INDONESIA
CID002287
Tin
CV Venus Inti Perkasa
INDONESIA
CID002455
 


Metal
Facility Name
Facility Country
Smelter Identification #
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
CID002468
Tin
PT Donna Kembara Jaya
INDONESIA
CID002473
Tin
PT Tirus Putra Mandiri
INDONESIA
CID002478
Tin
PT Wahana Perkit Jaya
INDONESIA
CID002479
Tin
Melt Metais e Ligas S/A
BRAZIL
CID002500
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
CID002503
Tin
Phoenix Metal Ltd.
RWANDA
CID002507
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
CID002517
Tin
PT Inti Stania Prima
INDONESIA
CID002530
Tin
CV Ayi Jaya
INDONESIA
CID002570
Tin
Electro-Mechanical Facility of the Cao Bang Minerals
& Metallurgy Joint Stock Company
VIET NAM
CID002572
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002573
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002574
Tin
CV Dua Sekawan
INDONESIA
CID002592
Tin
PT Cipta Persada Mulia
INDONESIA
CID002696
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
CID002703
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
CID002706
Tin
Metallo-Chimique N.V.
BELGIUM
CID002773
Tin
Elmet S.L.U. (Metallo Group)
SPAIN
CID002774
Tin
PT Bangka Prima Tin
INDONESIA
CID002776
Tin
PT Sukses Inti Makmur
INDONESIA
CID002816
Tin
An Thai Minerals Company Limited
VIET NAM
CID002825
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
CID000004
Tungsten
Kennametal Huntsville
UNITED STATES
CID000105
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
CID000218
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
CID000258
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
CID000499
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
CID000568
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
CID000766
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
CID000769
Tungsten
Japan New Metals Co., Ltd.
JAPAN
CID000825
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
CID000868
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
CID000875
Tungsten
Kennametal Fallon
UNITED STATES
CID000966
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
CID001889
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
CID002011
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
CID002044
Tungsten
Wolfram Company CJSC
RUSSIAN FEDERATION
CID002047
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
CID002082
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
CID002095
Tungsten
Zhuzhou Cemented Carbide Group Co Ltd
CHINA
CID002236
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
CID002313
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
CID002315
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Jiangxi Richsea New Materials Co., Ltd.
CHINA
CID002493
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
CID002502
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
CID002531
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
CID002532
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
CID002535
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
CID002536
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
CID002538
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
CID002543
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
CID002578
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
CID002579
Tungsten
Niagara Refining LLC
UNITED STATES
CID002589
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
CID002649